CHARACTERIZING RICE RESIDUE BURNING AND ASSOCIATED EMISSIONS IN VIETNAM USING A REMOTE SENSING AND FIELD-BASED APPROACH

Agricultural residue burning, practiced in croplands throughout the world, adversely impacts public health and regional air quality. Monitoring and quantifying agricultural residue burning with remote sensing alone is difficult due to lack of field data, hazy conditions obstructing satellite remote sensing imagery, small field sizes, and active field management. This dissertation highlights the uncertainties, discrepancies, and underestimation of agricultural residue burning emissions in a small-holder agriculturalist region, while also developing methods for improved bottom-up quantification of residue burning and associated emissions impacts, by employing a field and remote sensing-based approach. The underestimation in biomass burning emissions from rice residue, the fibrous plant material left in the field after harvest and subjected to burning, represents the starting point for this research, which is conducted in a small-holder agricultural landscape of Vietnam. This dissertation quantifies improved bottom-up air pollution emissions estimates through refinements to each component of the fine-particulate matter emissions equation, including the use of synthetic aperture radar timeseries to explore rice land area variation between different datasets and for date of burn estimates, development of a new field method to estimate both rice straw and stubble biomass, and also improvements to emissions quantification through the use of burning practice specific emission factors and combustion factors. Moreover, the relative contribution of residue burning emissions to combustion sources was quantified, demonstrating emissions are higher than previously estimated, increasing the importance for mitigation. The dissertation further explored air pollution impacts from rice residue burning in Hanoi, Vietnam through trajectory modelling and synoptic meteorology patterns, as well as timeseries of satellite air pollution and reanalysis datasets. The results highlight the inherent difficulty to capture air pollution impacts in the region, especially attributed to cloud cover obstructing optical satellite observations of episodic biomass burning. Overall, this dissertation found that a prominent satellite-based emissions dataset vastly underestimates emissions from rice residue burning. Recommendations for future work highlight the importance for these datasets to account for crop and burning practice specific emission factors for improved emissions estimates, which are useful to more accurately highlight the importance of reducing emissions from residue burning to alleviate air quality issues

Inter-Comparison of MODIS AQUA and VIIRS I-Band Fire Products In An Agricultural Landscape - Implications for Air Pollution Research

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Satellites May Underestimate Rice Residue and Associated Burning Emissions in Vietnam

In this study, we estimate rice residue, associated burning emissions, and compare results with existing emissions inventories employing a bottom-up approach. We first estimated field-level post-harvest rice residues, including separate fuel-loading factors for rice straw and rice stubble. Results suggested fuel-loading factors of 0.27 kg/sq m (+/-0.033), 0.61 kg/sq m (+/-0.076), and 0.88 kg/sq m (+/-0.083) for rice straw, stubble, and total post-harvest biomass, respectively. Using these factors, we quantified potential emissions from rice residue burning and compared our estimates with other studies. Our results suggest total rice residue burning emissions as 2.24 Gg PM2.5, 36.54 Gg CO and 567.79 Gg CO2 for Hanoi Province, which are significantly higher than earlier studies. We attribute our higher emission estimates to improved fuel-loading factors; moreover, we infer that some earlier studies relying on residue-to-product ratios could be underestimating rice residue emissions by more than a factor of 2.3 for Hanoi, Vietnam. Using the rice planted area data from the Vietnamese government, and combining our fuel-loading factors, we also estimated rice residue PM2.5 emissions for the entirety of Vietnam and compared these estimates with an existing all-sources emissions inventory, and the Global Fire Emissions Database (GFED). Results suggest 75.98 Gg of PM2.5 released from rice residue burning accounting for 12.8% of total emissions for Vietnam. The GFED database suggests 42.56 Gg PM2.5 from biomass burning with 5.62 Gg attributed to agricultural waste burning indicating satellite-based methods may be significantly underestimating emissions. Our results not only provide improved residue and emission estimates, but also highlight the need for emissions mitigation from rice residue burning

Incorporating Sentinel-1 SAR imagery with the MODIS MCD64A1 burned area product to improve burn date estimates and reduce burn date uncertainty in wildland fire mapping

Wildland fires result in a unique signal detectable by multispectral remote sensing and synthetic aperture radar (SAR). However, in many regions, such as Southeast Asia, persistent cloud cover and aerosols temporarily obstruct multispectral satellite observations of burned area, including the MODIS MCD64A1 Burned Area Product (BAP). Multiple days between cloud free pre- and post-burn MODIS observations result in burn date uncertainty. We incorporate cloud-penetrating, C-band SAR-with the MODIS MCD64A1 BAP in Southeast Asia, to exploit the strengths of each dataset to better estimate the burn date and reduce the potential burn date uncertainty range. We incorporate built-in quality control using MCD64A1 to reduce erroneous pixel updating. We test the method over part of Laos and Thailand during April 2016 and found average uncertainty reduction of 4.5 d, improving 15% of MCD64A1 pixels. A new BAP could improve monitoring temporal trends of wildland fires, air quality studies and monitoring post-fire vegetation dynamics

Gap Filling Cloudy Sentinel-2 NDVI and NDWI Pixels with Multi-Frequency Denoised C-Band and L-Band Synthetic Aperture Radar (SAR), Texture, and Shallow Learning Techniques

Multispectral imagery provides unprecedented information on Earth system processes: however, data gaps due to clouds and shadows are a major limitation. Normalized-Difference Vegetation Index (NDVI) and Normalized-Difference Water Index (NDWI) are two spectral indexes employed for monitoring vegetation phenology, land-cover change and more. Synthetic Aperture Radar (SAR) with its cloud-penetrating abilities can fill data gaps using coincident imagery. In this study, we evaluated C-band Sentinel-1, L-band Uninhabited Aerial Vehicle SAR (UAVSAR) and texture for gap filling using efficient machine learning regression algorithms across three seasons. Multiple models were evaluated including Support Vector Machine, Random Forest, Gradient Boosted Trees and an ensemble of models. The Gap filling ability of SAR was evaluated with Sentinel-2 imagery from the same date, 3 days and 8 days later than both SAR sensors in September. Sentinel-1 and Sentinel-2 imagery from winter and spring seasons were also evaluated. Because SAR imagery contains noise, we compared two robust de-noising methods and evaluated performance against a refined lee speckle filter. Mean Absolute Error (MAE) rates of the cloud gap-filling model were assessed across different dataset combinations and land covers. The results indicated de-noised Sentinel-1 SAR and UAVSAR with GLCM texture provided the highest predictive abilities with random forest R2 = 0.91 (±0.014), MAE = 0.078 (±0.003) (NDWI) and R2 = 0.868 (±0.015), MAE = 0.094 (±0.003) (NDVI) during September. The highest errors were observed across bare ground and forest, while the lowest errors were on herbaceous and woody wetland. Results on January and June imagery without UAVSAR were less strong at R2 = 0.60 (±0.036), MAE = 0.211 (±0.005) (NDVI), R2 = 0.61 (±0.043), MAE = 0.209 (±0.005) (NDWI) for January and R2 = 0.72 (±0.018), MAE = 0.142 (±0.004) (NDVI), R2 = 0.77 (±0.022), MAE = 0.125 (±0.004) (NDWI) for June. Ultimately, the results suggest de-noised C-band SAR with texture metrics can accurately predict NDVI and NDWI for gap-filling clouds during most seasons. These shallow machine learning models are rapidly trained and applied faster than intensive deep learning or time series methods

Intercomparison of MODIS AQUA and VIIRS I-Band Fires and Emissions in an Agricultural Landscape—Implications for Air Pollution Research

Quantifying emissions from crop residue burning is crucial as it is a significant source of air pollution. In this study, we first compared the fire products from two different sensors, the Visible Infrared Imaging Radiometer Suite (VIIRS) 375 m active fire product (VNP14IMG) and Moderate Resolution Imaging Spectroradiometer (MODIS) 1 km fire product (MCD14ML) in an agricultural landscape, Punjab, India. We then performed an intercomparison of three different approaches for estimating total particulate matter (TPM) emissions which includes the fire radiative power (FRP) based approach using VIIRS and MODIS data, the Global Fire Emissions Database (GFED) burnt area emissions and a bottom-up emissions approach involving agricultural census data. Results revealed that VIIRS detected fires were higher by a factor of 4.8 compared to MODIS Aqua and Terra sensors. Further, VIIRS detected fires were higher by a factor of 6.5 than Aqua. The mean monthly MODIS Aqua FRP was found to be higher than the VIIRS FRP; however, the sum of FRP from VIIRS was higher than MODIS data due to the large number of fires detected by the VIIRS. Besides, the VIIRS sum of FRP was 2.5 times more than the MODIS sum of FRP. MODIS and VIIRS monthly FRP data were found to be strongly correlated (r2 = 0.98). The bottom-up approach suggested TPM emissions in the range of 88.19–91.19 Gg compared to 42.0–61.71 Gg, 42.59–58.75 Gg and 93.98–111.72 Gg using the GFED, MODIS FRP, and VIIRS FRP based approaches, respectively. Of the different approaches, VIIRS FRP TPM emissions were highest. Since VIIRS data are only available since 2012 compared to MODIS Aqua data which have been available since May 2002, a prediction model combining MODIS and VIIRS FRP was derived to obtain potential TPM emissions from 2003–2016. The results suggested a range of 2.56–63.66 (Gg) TPM emissions per month, with the highest crop residue emissions during November of each year. Our results on TPM emissions for seasonality matched the ground-based data from the literature. As a mitigation option, stringent policy measures are recommended to curtail agricultural residue burning in the study area

Improved Rice Residue Burning Emissions Estimates: Accounting for Practice-Specific Emission Factors in Air Pollution Assessments of Vietnam

In Southeast Asia and Vietnam, rice residues are routinely burned after the harvest to prepare fields for the next season. Specific to Vietnam, the two prevalent burning practices include: a). piling the residues after hand harvesting; b). burning the residues without piling, after machine harvesting. In this study, we synthesized field and laboratory studies from the literature on rice residue burning emission factors for Particulate Matter less than 2.5 microns (PM2.5). We found significant differences in the resulting burning-practice specific emission factors, with 16.9 grams per square kilogram (plus or minus 6.9) for pile burning and 8.8 grams per square kilogram (plus or minus 3.5) for non-pile burning. We calculated burning practice specific emissions based on rice area data, region-specific fuel-loading factors, combined emission factors, and estimates of burning from the literature. Our results for year 2015 estimate 180 gigagrams of PM2.5 result from the pile burning method and 130 gigagrams result from non-pile burning method, with the most-likely current emission scenario of 150 gigagrams PM2.5 emissions for Vietnam. For comparison purposes, we calculated emissions using generalized agricultural emission factors employed in global biomass burning studies. These results estimate 80 gigagrams PM2.5, which is only 44 percent of the pile burning-based estimates, suggesting underestimation in previous studies. We compare our emissions to an existing all-combustion sources inventory, results show emissions account for 14-18 percent of Vietnam's total PM2.5 depending on burning practice. Within the highly-urbanized and cloud-covered Hanoi Capital region (HCR), we use rice area from Sentinel-1A to derive spatially-explicit emissions and indirectly estimate residue burning dates. Results from HYSPLIT (Hybrid Single-Particle Lagrangian Integrated Trajectory) back-trajectory analysis stratified by season show autumn has most emission trajectories originating in the North, while spring has most originating in the South, suggesting the latter may have bigger impact on air quality. From these results, we highlight locations where emission mitigation efforts could be focused and suggest measures for pollutant mitigation. Our study demonstrates the need to account for emissions variation due to different burning practices

Analysis of air pollution over Hanoi, Vietnam using multi-satellite and MERRA reanalysis datasets.

Air pollution is one of the major environmental concerns in Vietnam. In this study, we assess the current status of air pollution over Hanoi, Vietnam using multiple different satellite datasets and weather information, and assess the potential to capture rice residue burning emissions with satellite data in a cloud-covered region. We used a timeseries of Ozone Monitoring Instrument (OMI) Ultraviolet Aerosol Index (UVAI) satellite data to characterize absorbing aerosols related to biomass burning. We also tested a timeseries of 3-hourly MERRA-2 reanalysis Black Carbon (BC) concentration data for 5 years from 2012-2016 and explored pollution trends over time. We then used MODIS active fires, and synoptic wind patterns to attribute variability in Hanoi pollution to different sources. Because Hanoi is within the Red River Delta where rice residue burning is prominent, we explored trends to see if the residue burning signal is evident in the UVAI or BC data. Further, as the region experiences monsoon-influenced rainfall patterns, we adjusted the BC data based on daily rainfall amounts. Results indicated forest biomass burning from Northwest Vietnam and Laos impacts Hanoi air quality during the peak UVAI months of March and April. Whereas, during local rice residue burning months of June and October, no increase in UVAI is observed, with slight BC increase in October only. During the peak BC months of December and January, wind patterns indicated pollutant transport from southern China megacity areas. Results also indicated severe pollution episodes during December 2013 and January 2014. We observed significantly higher BC concentrations during nighttime than daytime with peaks generally between 2130 and 0030 local time. Our results highlight the need for better air pollution monitoring systems to capture episodic pollution events and their surface-level impacts, such as rice residue burning in cloud-prone regions in general and Hanoi, Vietnam in particular

Vegetation fires, absorbing aerosols and smoke plume characteristics in diverse biomass burning regions of Asia

In this study, we explored the relationships between the satellite-retrieved fire counts (FC), fire radiative power (FRP) and aerosol indices using multi-satellite datasets at a daily time-step covering ten different biomass burning regions in Asia. We first assessed the variations in MODIS-retrieved aerosol optical depths (AOD’s) in agriculture, forests, plantation and peat land burning regions and then used MODIS FC and FRP (hereafter FC/FRP) to explain the variations in AOD characteristics. Results suggest that tropical broadleaf forests in Laos burn more intensively than the other vegetation fires. FC/FRP-AOD correlations in different agricultural residue burning regions did not exceed 20% whereas in forest regions they reached 40%. To specifically account for absorbing aerosols, we used Ozone Monitoring Instrument-derived aerosol absorption optical depth (AAOD) and UV aerosol index (UVAI). Results suggest relatively high AAOD and UVAI values in forest fires compared with peat and agriculture fires. Further, FC/FRP could explain a maximum of 29% and 53% of AAOD variations, whereas FC/FRP could explain at most 33% and 51% of the variation in agricultural and forest biomass burning regions, respectively. Relatively, UVAI was found to be a better indicator than AOD and AAOD in both agriculture and forest biomass burning plumes. Cloud–Aerosol Lidar and Infrared Pathfinder Satellite Observations data showed vertically elevated aerosol profiles greater than 3.2–5.3 km altitude in the forest fire plumes compared to 2.2–3.9 km and less than 1 km in agriculture and peat-land fires, respectively. We infer the need to assimilate smoke plume height information for effective characterization of pollutants from different sources